ACA Global


Top Questions Answered About the SEC's Marketing Rule

Advisers continue to be confused about the Marketing Rule's requirements. Download our FAQ for answers to some of the most popular questions about the rule. 

Download our FAQ

The Securities and Exchange Commission's (SEC's) Marketing Rule came into effect on November 4, 2022, but there is still a lot of confusion about how to comply. We answer the most common questions we've been asked about compliance with the rule.

Topics covered:

  • Testimonials and endorsements
  • Questions specific to private equity and hedge fund managers
  • Questions applicable for all advisers
  • Performance
  • Risks and benefits disclosure
  • Additional resources