Private Fund Adviser Rules Deep Dive - Audit Rule, Adviser-Led Secondaries, & Documenting of Annual Compliance Program Reviews
Webcast
Join us as we uncover what the new Private Fund Adviser Rules mean for firms and provide actionable steps to prepare for its pending compliance date. This webcast will focus on the Audit Rule, Adviser-led Secondaries, and the new documentation requirements for the annual compliance program review.
On demand
Any time
Register Here
The Private Fund Adviser Rules (IA-5955), a series of rules and amendments to the Investment Adviser Act of 1940 (the Final Rules), were adopted on August 23, 2023 after 18 months of discussions and changes to the proposed rules and amendments. The Final Rules are arguably the biggest regulatory development for the industry since the Dodd-Frank Act, and will impact both SEC-registered and unregistered private fund managers.
Closing out at 660 pages, the Final Rules place a weighty burden on compliance professionals to decipher the language and determine next steps for compliance.
All webcasts are recorded and will be sent to registrants following the live broadcast.
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