This edition includes articles such as:
- Reg BI and Fiduciary Standard of Care Explained by SEC Staff
- Ransomware Attacks… Perspective from ACA’s Chief Information Officer
- Institutional Investment Managers – Start Keeping Track of “Say-on-Pay” Votes
- SEC Reopens Comment Period on Proposed Amendments to Beneficial Ownership Reporting
- Get Ready for Revised FTC Safeguards Rule
- New FINRA Compliance Tools
- Lessons Learned
- And more.
