ACA Global

 

Navigating the Maze: Challenges Implementing the SEC's Private Fund Adviser Rules

Webcast

This webcast will discuss the top challenges encountered by firms navigating the Private Fund Adviser Rule’s framework. Our panel will provide practical insights and strategies for addressing challenges head-on.

Calendar@2x-1 On demand                    Any time

 

Register

As the regulatory landscape continues to evolve, firms face a myriad of challenges ensuring compliance with the Private Fund Adviser Rules while effectively managing their operations. Join us for an insightful webcast as we delve into the complexities surrounding the implementation of these rules.

Topics include

  • Preferential treatment tracking and disclosure
  • Restricted activity consent / notice requirements
  • Quarterly statement fee and expense and performance reporting obligations
  • Key definitions, such as similar pools of assets and liquid vs illiquid funds

Whether you’re a seasoned compliance professional or new to the regulatory landscape, this webcast offers valuable insights and practical guidance for successfully navigating the challenges inherent in the SEC’s Private Fund Adviser Rules. 

Speakers

  • Julia Reyes, Partner, Performance Services
  • Dan Campbell, Director, Investment Adviser
  • Tanner Beverly, Director, Performance Services
  • Kenneth Carroll, Director, Investment Adviser

All webcasts are recorded and will be sent to registrants following the live broadcast.

CPE Credit Information

 
Credit: Webcast participants can earn up to 1 CPE credits in Regulatory Ethics
Program level: Intermediate 
Prerequisites: Previous experience in managing a regulatory compliance program for a financial services firm. No advanced preparation necessary. 
Who should attend: This webcast is designed for compliance professionals from investment advisers of all sizes  
Delivery method: Group-Internet Based 
Questions? If you have any questions or concerns about this program or CPE credit, please contact acawebcasts@acaglobal.com 
 
ACA Group is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.NASBARegistry.org
© 2017- 2024 ACA Group. All rights reserved.
ACA Home | Infosec | Privacy | Terms of Use | Modern Slavery