Our at-a-glance calendar provides key reporting deadlines and on-going and annual regulatory obligations for investment advisers registered with the U.S. Securities and Exchange Commission (SEC), U.S. Commodities and Futures Trade Commission (CFTC), U.S. National Futures Association (NFA), UK Financial Conduct Authority (FCA), and European Securities and Markets Authority (ESMA) in an easy to understand format. Download today to prepare for the year ahead.
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