---
title: "Survey Results: 2024 Investment Management Compliance Testing Survey Report"
description: This survey, now in its 19th year, gathers anonymous information from U.S. investment advisers of all types and sizes for the purpose of reporting on industry trends.
---

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# **2024 Investment Management Compliance Testing Survey Results**

**Report**

The 2024 survey, conducted online throughout May 2024, covered a wide range of topics and offered extensive insight into common control strategies.

 

### Download our report

Now in its 19th year, the *Investment Management Compliance Testing Survey* is a joint project of the Investment Adviser Association, ACA Group, and Yuter Compliance Consulting. It is the most comprehensive resource available for identifying the top concerns of investment management compliance professionals and the types of compliance testing and control practices investment adviser firms are using to address core compliance topics.

This year’s survey covered the following timely, high-focus topics: 

- Off-Channel Communications
- Code of Ethics, Gifts and Entertainment, and Political Contributions
- Anti-Money Laundering
- Advertising and the Marketing Rule
- Private Fund Oversight
- Artificial Intelligence and Predictive Analytics
- Trend Update: "Hot” Compliance Topics

Download our report for the full results of the survey.

 

 

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