2023 was an active year for U.S. regulators while UK regulators addressed new risks with reminders that the current regulations already address developing risks. Many firms are still trying to figure out how regulatory and risk developments affect their compliance programs.

Join ACA's compliance experts when they share trends, insights, and developments in the areas of regulatory compliance, cybersecurity and risk, ESG, performance, and regulatory technology (RegTech) and provide actionable steps to help firms position their compliance programs for success in 2024.

Discussion Topics

• Rule proposals and adoption
• Examination and enforcement trends
• Regulatory guidance

Speakers

• Carlo di Florio, Global Advisory Leader
• Josh Broaded, Partner, Head of Regulatory Compliance
• Charlotte Longman, Director, European Compliance
• Francois Cooke, Managing Director, Broker-Dealer
• Julian Seelan, Managing Director, ESG
• Christine Tetherly-Lewis, Managing Director, Cybersecurity
• Rosellen Bounds, Director, Performance
• Leigh Emery, Managing Director, Regulatory Technology