What you'll learn

    Join us as we discuss how the recently released FINRA 2025 Regulatory Oversight Report may impact you and your compliance program. This webcast will review key priorities and emerging risks identified by FINRA, challenges firms are facing in these areas, and effective practices firms can implement to be well positioned for a successful 2025.

    We will discuss: 

    • AI governance
    • Cryptocurrencies 
    • Remote branch office inspections and residential supervisory location designation
    • Anti-money laundering (AML)
    • Vendor management and third parties
    • Cybersecurity
    • Market integrity
    • Regulation Best Interest (Reg BI)
    • Investment Performance

    Register

    ACA needs the contact information you provide to us to contact you about this webcast and future events. You may unsubscribe from these communications at anytime. For information on how to unsubscribe, as well as our privacy practices, check out our Privacy Policy.
    Our speakers
    • Carlo di Florio, President, ACA Group
    • Francois Cooke, Managing Director, ACA Group
    • Julia Reyes, Partner, ACA Group
    • Kris Lau, Managing Director, ACA Group
    • Patrycja Savignano, Director, ACA Group
    • Tom Grygiel, Senior Principal Consultant, ACA Group
    ACA_TM_rgb_4c_pos (1)

    ACA leverages unrivaled expertise to develop innovative features, supported by hundreds of former regulators, compliance officers. Our experts provide comprehensive compliance and regulatory technology services globally, and our team delivers scalable, cost-effective solutions tailored to your needs, evolving with changing compliance requirements.

    Gain peace of mind as you launch, grow, and protect your business with ACA.

    Contact us

    Our unique blend:

    Our regulatory compliance, managed services and technology gives you access to full service GRC solutions that can help you launch, grow, and protect your firm.