Our Tied Agent solution through Malta provides a compliant and legal structure for UK firms to legitimately access EU-based investors and clients. Not unlike the UK’s Appointed Representative solution, such access is provided through a MiFID Passport held by our Maltese-regulated firm, Mirabella Malta Advisers Limited acting as the Principal Firm.
Our regulatory scope includes Receipt and Transmission of Orders (‘RTO’), Investment Advice, and Placing (without a firm commitment basis) and is only possible given our recognized substance in Malta, where we have been active since 2014 and have a professional team of 25.
Not dissimilar to an Appointed Representative, after our due diligence (including corporate and individual background checks), we would assist with a local regulatory application to establish the Tied Agent and your approval as a director – once fully approved by the Malta Financial Services Authority you can commence regulated activity in the EU.
To learn more, complete this form and our Head of Client Development, Anthony Bennett, will arrange an initial call.
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