► Course Overview
Senior management in financial services firms have a responsibility to ensure their employees have sufficient knowledge and understanding of the regulatory environment they are working in. This knowledge helps in emphasising the need for compliance with policies and procedures in order to protect the firm and the individual from failing to “do the right thing”.
This CPD certified course is designed to assist senior management to embed a compliance ethos in the individual and a strong compliance culture throughout the firm.
► Course Objectives
Attendance on this course will enable you to:
► KEY TOPICS
Course aimed at: Individuals who are working or are seeking to work in a regulated environment.
► TAILOR YOUR TRAINING:
Speak to us today to learn how our specialist and bespoke training solutions can help you better understand the regulatory framework and apply compliance. Click here to download our menu of available training courses and options available.
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We have a wide range of solutions designed to help you navigate the changing risk and regulatory landscape:
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