Private equity firms are facing increased scrutiny from regulators, especially around governance, conflicts of interest, valuation, and financial crime. This guide captures peer insights from ACA’s Compliance Officer’s Breakfast in London and offers practical recommendations to help firms prepare for regulatory change.
It includes:
- Guidance on SM&CR reforms and governance alignment across jurisdictions.
- Practical approaches to conflict management and valuation oversight.
- Insights into AML enforcement and the new “failure to prevent fraud” offence.
- Tips for strengthening vendor oversight and portfolio company controls.
Fill out the short form to access the guide.
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