Surveillance is evolving fast, and so are the expectations around how firms manage it. Download our latest guide to strengthen your surveillance framework across the trade lifecycle.
It includes:
- A structured framework for managing surveillance across the full trade lifecycle, from pre-trade to post-trade and beyond.
- Guidance on aligning surveillance practices with key regulatory regimes including MAR, SM&CR, and FCA expectations.
- Considerations for integrating conduct risk, market abuse monitoring, and operational oversight into a unified approach.
- Practical insights into data strategy, alert calibration, and cross-functional collaboration to improve surveillance outcomes.
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