Regulators globally are using cutting-edge technology to identify potential insider trading, market abuse, and other misconduct, resulting in record-breaking fines and enforcement.
ACA’s Market Abuse Surveillance Solution helps firms manage their firm’s trading risk in a way that meets regulatory expectations and industry best practices.
Optimize firm-wide surveillance testing from our ComplianceAlpha® RegTech platform. We can help:
- Automate trade, position, and market surveillance from a single platform
- Identify items of interest (IOI) based on algorithmic searches across multiple liquid asset classes
- Visualize and drill down your trading activity when compared to corporate actions
- Provide easy reporting for regulatory inquiries
Download our tearsheet to learn more.
