Are you struggling to balance your compliance workload or manage retention and satisfaction while maintaining best practices?
Our managed services team is on hand with solutions to these challenges while delivering value and improved outcomes.
• Increase the effectiveness of your compliance program
• Ensure high-quality results
• Manage with fewer internal resources
• Reduce turnaround times and lower costs
► HOW WE HELP
Our Managed Services team provides our clients with solutions to support their day-to-day compliance requirements. This includes:
Do More With Less
• Streamline processes and reduce costs while improving efficiency
• Strategically shift cumbersome tasks to optimize team focus on level-appropriate work
• Increase operational agility to handle unexpected and cyclical staffing needs
• Reduce staff burnout risk and support improved work-life balance
• Eliminate key person risk and stabilize budget allocations for hiring / retention
• Support operational resilience
Maintain Quality and Best Practices
• Keep pace with regulatory change and industry best practices
• Access peer benchmarking and insights from 6,300+ clients worldwide
• Benefit from process recommendations and enhancements
150+ skilled ACA analysts and consultants, all part of a 1,250+ ACA global team providing governance, risk, and compliance services to 6,300+ financial services clients, globally.
► OUR MANAGED SERVICES
• Marketing and Advertising / Financial Promotions Reviews
• Anti-Money Laundering Due Diligence Support – KYC/CIP Onboarding and AML Screening
• Expert Network Chaperoning (and Recorded Calls Reviews)
• ComplianceAlpha Regulatory Technology Managed Services – Employee Communications, Compliance Management, Marketing Review, Market Abuse Surveillance, eComms Surveillance
• Code of Ethics and Personal Trading System Support
• Electronic Communications and Social Media / Online Presence Reviews
• Filings (AIFMD Annex IV, Form ADV, Section 13 including F, G, H, and Form PF)
• Staff Augmentation / Key Compliance Task Outsourcing
Many of these solutions can be paired with highly efficient modules in ACA ComplianceAlpha®, our award-winning compliance program management platform for financial services firms.
Our governance, risk, and compliance experts are on hand to help you. Complete the form above to connect with our team.