Move To Managed Services

► CHALLENGES

_• Increase the effectiveness of your compliance program
_• Ensure high-quality results
_• Manage with fewer internal resources
_• Reduce turnaround times and lower costs

► HOW WE HELP
Our Managed Services team provides our clients with solutions to support their day-to-day compliance requirements. This includes:

_{Do More With Less}

_• Streamline processes and reduce costs while improving efficiency
_• Strategically shift cumbersome tasks to optimize team focus on level-appropriate work
_• Increase operational agility to handle unexpected and cyclical staffing needs

_{Reduce Risk}

_• Reduce staff burnout risk and support improved work-life balance
_• Eliminate key person risk and stabilize budget allocations for hiring / retention
_• Support operational resilience

_{Maintain Quality and Best Practices}

_• Keep pace with regulatory change and industry best practices
_• Access peer benchmarking and insights from 6,300+ clients worldwide
_• Benefit from process recommendations and enhancements

150+ skilled ACA analysts and consultants, all part of a 1,250+ ACA global team providing governance, risk, and compliance services to 6,300+ financial services clients, globally.

► OUR MANAGED SERVICES

_• Marketing and Advertising / Financial Promotions Reviews

_• Anti-Money Laundering Due Diligence Support – KYC/CIP Onboarding and AML Screening

_• Expert Network Chaperoning (and Recorded Calls Reviews)

_• ComplianceAlpha Regulatory Technology Managed Services – Employee Communications, Compliance Management, Marketing Review, Market Abuse Surveillance, eComms Surveillance

_• Code of Ethics and Personal Trading System Support

_• Electronic Communications and Social Media / Online Presence Reviews

_• Filings (AIFMD Annex IV, Form ADV, Section 13 including F, G, H, and Form PF)

_• Staff Augmentation / Key Compliance Task Outsourcing

Many of these solutions can be paired with highly efficient modules in ACA ComplianceAlpha^®, our award-winning compliance program management platform for financial services firms.