What you'll learn

FINRA made major changes to the annual branch office inspection requirements this year with the implementation of a Remote Branch Office Inspection Pilot Program and new designation for Residential Supervisory Locations. How do these changes impact your firm?

We share practical insights into preparing for residential office classifications and planning remote and onsite inspections in 2025.

Why attend?

  • Hear the requirements of the Residential Supervisory Location designation and Remote Branch Office Inspection Pilot Program
  • Learn best practices and real-world strategies for conducting inspections with these new requirements
  • Gain insights for adjusting to the evolving compliance landscape

Register

Our speakers
  • Michael Sweeney, Compliance Officer, Allstate Financial Services, LLC
  • Joseph Conte, Director, Compliance, Natixis CIB Americas
  • Francois Cooke, Managing Director, ACA Group 
  • Patrycja Savignano, Director, ACA Group 
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ACA leverages unrivaled expertise to develop innovative features, supported by hundreds of former regulators, compliance officers. Our experts provide comprehensive compliance and regulatory technology services globally, and our team delivers scalable, cost-effective solutions tailored to your needs, evolving with changing compliance requirements.

Gain peace of mind as you launch, grow, and protect your business with ACA.

Our unique blend:

Our regulatory compliance, managed services and technology gives you access to full service GRC solutions that can help you launch, grow, and protect your firm.