Proactively Detect and Mitigate Market Abuse Risk

Manage Trading Risk & Optimize Surveillance Testing with ACA’s RegTech Solution

Regulators are intensifying efforts to detect and prevent insider trading and market abuse. To avoid penalties, firms need advanced technology to identify and mitigate these risks effectively.

ACA's Market Abuse Surveillance Solution, integrated within the ComplianceAlpha® RegTech platform, helps firms meet global regulatory obligations while optimizing trade surveillance.

Key Benefits:

◦ Automate surveillance for insider trading, market manipulation, and other abuses across multiple asset classes.

◦ Reduce false positives with advanced algorithmic searches and customizable detection settings.

◦ Streamline regulatory inquiries with automated reporting tools and forensic portfolio testing.

Complete the form to unlock powerful trade surveillance insights today.

ACA's Market Abuse Surveillance Solution

Stay ahead of conduct risk, reduce false positives, and enhance your surveillance capabilities. Key features include:

Automated detection for insider trading, manipulation, and other market abuses
Advanced algorithmic searches across multiple asset classes, including equities, derivatives, currencies, and fixed income.
Visualize trading activity in relation to corporate actions, price movements, and key events, such as meetings with expert networks, issuers, or political intelligence research. 
Forensic portfolio testing and integrated data visualizations to enhance risk management.
Automated reporting tools to streamline regulatory inquiries.

Why Choose ACA's Market Abuse Surveillance Solution?

ACA’s intuitive RegTech solution provides comprehensive oversight of trading activity, automating surveillance of items of interest (IOIs) to save time and reduce the risk of penalties. Key benefits include:

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Ensure robust oversight of trading activities and comply with regulatory requirements

Gain deeper insights through advanced analytics and leverage improved investigative tools for more efficient inquiries

Ingest structured and unstructured data for richer context

Build investor confidence with transparent, compliant practices

Reduce false positives and focus more on high-impact tasks

Automate key processes to free up valuable time

Protect and enhance your firm’s reputation

Improve collaboration across global teams

Why ACA?

ACA’s team of experts helps firms mitigate compliance risks and stay ahead of regulatory challenges with industry-leading RegTech solutions.

Who We Serve
● Asset Managers
● Banks
● Hedge Funds
● Investment Advisers
● Portfolio Companies
● Wealth Managers

Complete the form to get a personalized demo of ACA's Market Abuse Surveillance Solution.