Our solution provides a framework to streamline your Best Execution review, evaluating the cost and quality of services received from all their broker-dealers. It then pulls both the quantitative and qualitative information together into a Best Execution report. This empowers you to quickly identify potential conflicts of interest, as well as to review Best Execution factors, such as Transaction Cost Analysis (TCA), broker surveys, conflicts of interest, soft dollar arrangements, and other agreements.
Watch our Best Execution Demo, part of our RegTech in Action series, to learn how you can use our solution to centralize and streamline your fiduciary duty.
Key features include:
If you have questions while you watch, send them through the 'Q&A' box under the presentation, and our team will follow up with you!