Trade Surveillance and Market Abuse Detection Software

Regulators globally use cutting-edge technology to identify potential insider trading, market abuse, and other misconduct, resulting in record-breaking fines and enforcement.

ACA's Market Abuse Surveillance Solution is designed to help firms comply with global regulatory obligations.

► HOW WE HELP:

• Automated surveillance for potential insider trading, position, manipulation, and other forms of market abuse from a single platform.
• Identify items of interest (IOI) based on algorithmic searches across multiple liquid asset classes, including equities, derivatives, currencies, and fixed income.
• Conduct forensic portfolio testing after meetings with expert networks or issuers.
• Data visualizations for recreating positions and overlay corporate actions
• Provide a case management tool for investigating items of interest
• Side by Side Allocation Analysis compares trade activity to prove assets are allocated fairly and equally across all clients.
• Automated surveillance for potential insider trading, manipulation, and other
• Provides for easy reporting for regulatory inquiries
• Allows you to toggle between an IOI and its overlying portfolio to better qualify risk
• Perform actions (claim, assign, elevate, or resolve) on multiple IOIs at once

► IMPACT ON OUR CLIENTS:

• Satisfy increased demand and scrutiny by investors
• Robust oversight of a firm's trading activities
• Prevent and mitigate reputation risk
• Automate essential processes to free up time
• Ingestion of structured and unstructured data to present more context around trading
• Better insights through analytics
• Improved investigative tools
• Increased time for high-impact work
• Reduction in false positives
• Improved collaboration with global teams
• Increased investor confidence
• Peace of mind knowing that the firm complies with regulations

► WHO WE SERVE:

• Asset Managers
• Hedge Funds
• Private Funds
• Banks
• Brokers
• Wealth Managers

Request your demo today to see why 1,000+ financial services firms trust ComplianceAlpha to help protect and grow their businesses.