Compliance Confidence for Investment Advisers

    Don’t settle for ordinary compliance. Choose a trusted partner

    ACA delivers compliance programs built by former regulators and industry leaders who know exactly what it takes to protect your firm, reduce risk, and stay ahead of the SEC.

    We help investment advisers, exempt reporting advisers, family offices, municipal advisors, and digital advisers not just meet, but exceed compliance standards.

    Complete the form today to see why firms choose ACA for their compliance services.

    Regulatory Compliance Solutions That Outperform the Rest

    Your firm deserves more than a one-size-fits-all approach. Set the standards higher with ACA.

    • ACA Signature® programs deliver more than check-the-box compliance. We build resilient, scalable programs tailored to your business.
    • Ad hoc RIA compliance services go beyond quick fixes. Solve critical gaps before they become regulatory risks.
    • With ACA, you gain the depth, expertise, and technology that others simply can’t match.
    When you choose ACA, you’re not just compliant — you’re confident. 

    Compliance Programs Tailored to Your Firm

    Each ACA Signature® program is designed by compliance experts to meet the ongoing obligations of investment adviser firms.
    Choose the right combination of compliance consulting, managed services, regulatory technology, and cybersecurity:
    • Outsourced CCO
    • Signature Partner
    • Signature Core
    • Signature Essential
    Don’t gamble on compliance. Partner with ACA and stay ahead. 
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    Ad Hoc Compliance Services

    Where others stop, we keep going.
     
    ACA’s ad hoc compliance solutions don’t just check boxes, they close gaps, strengthen programs, and keep regulators confident. Standard solutions include:
    • Rule 206(4)-7 Annual Reviews
    • SEC & State Mock Exams
    • Policies & Procedures Manuals
    • Code of Ethics
    • Registration Transitions
    • Form ADV, Form CRS, Form PF, Form 13, Form D, Blue Sky Filings
    • Regulatory Exam Support 
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    Why ACA?

    Experience matters — and shortcuts cost. 
    • Our team includes former SEC, FINRA, FCA, NFA, CFTC, and state regulators, along with ex-CCOs and senior compliance leaders.
    • We know the rules, we’ve enforced the rules, and we know how to keep your firm safe.
    • ACA doesn’t just sell services, we deliver lasting partnerships built on trust and results.
    Complete the form today to discover why firms choose ACA — and never look back.