What You Will Learn

    The SEC’s 2026 Exam Priorities put compliance fundamentals back in focus. Register for this webcast to learn what firms should revisit now, including fiduciary duty, compliance program governance, common exam deficiencies, and emerging technology risks.

    ACA’s Myles Blechner and Spencer Lennon will share practical guidance drawn from recent exam trends, regulatory guidance, and field experience with compliance program reviews.

    Topics will include:

    • Interpret key takeaways from the SEC’s 2026 Exam Priorities and “back to basics” focus
    • Strengthen and evidence fiduciary duty frameworks in today’s regulatory environment
    • Maintain and evolve compliance programs in line with regulatory expectations
    • Identify common deficiencies from recent SEC exams and steps to help avoid them
    • Manage emerging technology risks within a foundational compliance framework

     

     All webcasts are recorded and will be sent to registrants following the live broadcast. 

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    Our Speakers
    • Myles Blechner, Director, ACA Group
    • Spencer Lennon, Principal Consultant, ACA Group
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