What you'll learn

    The implementation of artificial intelligence (AI) tools and technologies has been one of the hottest topics of the year for the financial services industry. While AI tools offer organizations the opportunity to operate more efficiently than ever before, compliance and cybersecurity leaders are now required to quickly create the necessary policies, procedures, and controls to effectively manage the risks of AI. Given the rapid evolution and adoption of AI technology, this is no easy feat.

    To help firms better understand and manage AI risks, ACA and the National Society of Compliance Professionals (NSCP) partnered to explore how financial firms are utilizing AI and what controls they are putting in place to manage risks inherent in the new technology. This unique webcast will share the results and key findings from over 200 compliance leaders that participated in the ACA and NSCP’s 2024 AI Benchmarking Survey.

    Topics to be covered include:

    • The current state of AI usage in the financial services sector, including common use cases for compliance programs.
    • Common steps compliance leaders are taking to manage the unique risks created by AI adoption.
    • Opportunities and best practices firms should enact to better manage AI risks.

     

    Register today to discover how your peers are implementing and managing AI.

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    Our speakers
    • Carlo di Florio, President, ACA Group
    • Aaron Pinnick, Senior Manager of Thought Leadership, ACA Group
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    About the Survey Respondents

    Governance, compliance, and risk professionals, including chief compliance officers, chief legal officers, and chief information security officers, at over 215 financial services firms of various size and RAUM (regulator assets under management) participated in the survey.

    40% of respondents were from firms with between 11 – 50 employees, with 42% managing between $1 billion to $10 billion in RAUM. Asset managers accounted for 43% of total respondents, with private market firms, alternative investment advisors the second and third most common types of firms respectively.

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    Our regulatory compliance, managed services and technology gives you access to full service GRC solutions that can help you launch, grow, and protect your firm.