What you'll learn

This series will provide practical guidance on preparing for regulatory exams, emphasizing proactive measures firms can take to stay compliant across jurisdictions.   Each session will focus on a different regulatory body (SEC, FCA, DFSA and FSRA), with insights on preparing for regulatory exams and managing scrutiny.  
 
Watch one of our recent webcasts or sign up for an upcoming session. 

Maximizing Preparedness: The Benefits of Conducting a Mock SEC Exam 

On Demand Webcast

In this webcast, we explore the significant advantages of conducting a mock SEC exam. This essential preparation tool transforms uncertainty into certainty, ensuring that you are fully aware of what is happening within your firm and are well-prepared for an SEC exam.

Watch on demand today!

SEC Mock Exams

Facing the FCA: Managing Scrutiny and Strengthening Compliance with Health Checks

On Demand Webcast

Firms are under increasing pressure to demonstrate robust compliance frameworks, address potential gaps, and respond effectively to regulatory scrutiny. 

In this webcast, we delved into practical strategies to enhance your firm's FCA compliance readiness. 

Watch on demand today!

FCA Mock Reviews

Regulatory Readiness in the UAE: Meeting DFSA and FSRA Standards

On Demand Webcast

This webcast provides actionable insights to help you stay ahead, mitigate regulatory risk, and enhance your compliance framework. 

Watch on demand today! 

DFSA and FSRA Readiness

Ready to learn more about ACA?

Speak with a member of our team today.