What You Will Learn

    The U.S. Department of Justice (DOJ) has issued new rules restricting access of sensitive personal and government-related data to designated countries of concern. While financial services firms can leverage certain exemptions, a deeper look reveals that certain business activities and vendor relationships could still trigger compliance obligations.

    Join us on Friday, July 25, 2025, at 12 p.m. EDT for a practical breakdown of these new requirements. Learn how they could impact your firm and what steps you should take to stay compliant.

    Discussion topics will include: 

    • A clear overview of the DOJ’s new data-access regulations
    • What qualifies as a “covered data transaction”
    • What exemptions are most relevant for financial firms
    • Why financial firms may still fall within the scope
    • Key compliance questions your firm should be asking now
    • Practical steps to assess exposure and mitigate risk
     

    Who Should Attend?

    This webcast is for compliance professionals at investment advisers, investment companies, and broker-dealers of all sizes.

     

    All webcasts are recorded and will be sent to registrants following the live broadcast.

    Register

    ACA needs the contact information you provide to us to contact you about this webcast and future events. You may unsubscribe from these communications at anytime. For information on how to unsubscribe, as well as our privacy practices, check out our Privacy Policy.
    Our speakers
    • Roseanne Harford, Director of Thought Leadership, ACA Group
    • Clayton Northouse, Partner, Latham & Watkins
    • Max Mazzelli, Counsel, Latham & Watkins
    • Catherine Hein, Counsel, Latham & Watkins
    ACA_Registered_color_4c_pos (2)-1

    ACA Group (ACA) is the leading governance, risk, and compliance (GRC) advisor in financial services. For over 20 years, we’ve empowered our clients to reimagine GRC to launch, grow, and protect their business. Our global team of 1,300+ employees include former regulators and practitioners with a deep understanding of the regulatory landscape. Our innovative approach integrates advisory, managed services, distribution solutions, and analytics with our ComplianceAlpha® technology platform. For more information, visit www.acaglobal.com. 

    Gain peace of mind as you launch, grow, and protect your business with ACA.

    Contact us

    Our unique blend:

    Our regulatory compliance, managed services and technology gives you access to full service GRC solutions that can help you launch, grow, and protect your firm.