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With $245 billion1 in record flows for U.S.-listed ETFs in Q1 2021, asset managers are looking forfalse
2 minute read
Why is Form PF important?
2 minute read
Bernie Madoff was arrested on December 11, 2008. Many victims were permanently harmed and sufferedfalse
5 minute read
On April 9, 2021, the Securities and Exchange Commission’s (“SEC”) Division of Examinations[1]false
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In December 2020, the Commodity Futures Trading Commission’s (“CFTC’s”) Form CPO-PQR was amended tofalse
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On March 3, 2021, the SEC’s Division of Examinations (“Division”) announced its 2021 examinationfalse
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On February 26, the SEC’s Division of Examinations (the “Division,” formerly known as the Office offalse
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New and improved format streamlines guidance for compliance professionals
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Overview The final rule issued by the Department of Labor (“DOL”) prescribing the obligations offalse