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Foreside Compliance
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3 minute read
The term “family office” has multiple meanings in the securities universe. Here we discuss thefalse
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On January 12, 2017, the SEC’s Office of Compliance Inspections and Examinations (“OCIE”) announcedfalse
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As 2016 came to a close, a few investment advisers finally found time to follow up on compliancefalse
4 minute read
The Securities and Exchange Commission (“SEC”) has disciplined firms and individuals forfalse
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Ho Ho Ho…Tis the season. It’s that time of year again – the holiday season is officially upon us.false
3 minute read
The Magic 8 Ball is a toy that was first enjoyed by children in the 1950s. The toy gave standardfalse