Managing Director BA, University of California, Los Angeles (UCLA) Ms. Rider joined NCS Regulatory Compliance in 2018 and has more than 25 years experience in broker/dealer and investment adviser compliance. Prior to joining NCS, Ms. Rider ran her own successful consulting firm for nearly 20 years. She specializes in providing creative, business-friendly solutions to complex regulatory matters. Ms. Rider has also served as Chief Compliance Officer for a large, retail broker/dealer and investment adviser, Chief Compliance Officer for a wholesale broker/dealer, and Chief Compliance Officer for a regional investment advisory firm. Ms. Rider holds FINRA Series 7 and 24 registrations.