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On December 22, 2020, the SEC adopted a modernized Marketing Rule, which will govern advertisementsfalse
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In his opening remarks at the National Investment Adviser/Investment Company Compliance Outreachfalse
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The SEC’s Office of Compliance Inspections and Examinations (“OCIE”) published a risk alert onfalse
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The SEC’s Office of Compliance Inspections and Examinations (“OCIE”) published a risk alert onfalse
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In an episode of the West Wing television series from the year 2000, Leo McGarry, the President’sfalse
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If there’s anything scarier at Halloween than the classic 80’s horror films featuring Jasonfalse
