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4 minute read
On December 10, 2019, the SEC’s published proposed amendments to the Advertising and Solicitations...
2 minute read
On November 22, 2019 the staff of the Chief Accountant’s Office of the Securities and Exchange...
1 minute read
By Gabriel Edelman and Steve Murphy
2 minute read
Over recent decades, the definition of corporate responsibility has expanded, increasing the...
1 minute read
October is National Cybersecurity Awareness Month (NCSAM). The goal of this collaborative effort...
2 minute read
Today the SEC announced the approval of the new ETF rule 6c-11 designed to modernize the regulation...
2 minute read
The news has made us all keenly aware that computer algorithms have bested humans in numerous...
2 minute read
The Commonwealth of Massachusetts passed an amendment to its investment adviser regulations...
4 minute read
On August 21, 2019, the SEC provided guidance to Registered Investment Advisers (“RIAs”) dealing...