ce

time 2 minute read

What you Need to Know about FINRA’s CE Proposal

In February 2020 FINRA published Regulatory Notice 20-05 requesting comments to their proposal tofalse

CE

time 1 minute read

Are You A Continuing Education ("CE") Sponsor?

There are close to 80,000 CFP professionals nationwide who are required by the CFP Board’s CEfalse

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The content contained in this article is for informational use only and is not intended to be and is not a substitute for professional financial, tax or legal advice.