investment advisers act of 1940

In an episode of the West Wing television series from the year 2000, Leo McGarry, the President’s...

If there’s anything scarier at Halloween than the classic 80’s horror films featuring Jason...

Insider trading has always been a focus area for regulators. Historically, they have concentrated...

On February 29, 2019, the SEC issued a no-action letter[1] that offered assurance that the Staff...

On December 18, 2019, the SEC proposed an updated accredited investor definition. Accredited...

On December 10, 2019, the SEC’s published proposed amendments to the Advertising and Solicitations...