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On June 23, 2020, the SEC’s Office of Compliance Inspections and Examinations (“OCIE”) published afalse

The proliferation of mutual fund share classes has placed a large administrative burden onfalse

On April 21, 2020 the Securities and Exchange Commission issued proposed Rule 2a-5 under thefalse

On February 29, 2019, the SEC issued a no-action letter[1] that offered assurance that the Stafffalse

On April 7, 2020, the Securities and Exchange Commission (“SEC”) Office of Compliance Inspectionsfalse

Since the publication of our March 18, 2020 blog from Les Abromovitz – Coronavirus Pandemic Createsfalse